When I was an
undergraduate I explored a number of possibilities while trying to find a major
to which I might become committed. I started out with the intention of becoming
a religious minister, but after my first year, I began to look in other
directions.
Subsequently, I cycled
through a number of programs. For a short time I flirted with physical sciences
and, then, transitioned into philosophy, before ending up in ‘Social Relations’
which was an interdisciplinary program that consisted of courses in
anthropology, sociology, and psychology … although I was largely interested in
the psychological component.
As indicated earlier,
prior to the time when I settled on Social Relations, I took a number of
courses in philosophy. One of these latter offerings involved an exploration
into the idea of justice.
The professor who taught
the course was John Rawls. His lecture material consisted of a preliminary
draft of what would later become a very influential book entitled: A Theory of Justice which was published
in 1971 … a few years after I took the course.
Through the mists of
time, I seem to recall that the enrollment for the course was much larger than
most of the other courses that I took in philosophy. If memory serves me
correctly – and it might not -- there could have been as many as 100, or more, students
taking the course.
Normally speaking, with
such a large number of people enrolled in a course, the chances of the
professor teaching the course actually reading one’s term paper tends to be
fairly slim. That task is frequently handed over to graduate assistants …
although, perhaps, Professor Rawls was the sort of teacher who felt he had an
educational responsibility to read the term papers of all his students.
In any case, my paper was
read and graded by Professor Rawls. At the time – and it became, for better or
worse, a life-long inclination of mine -- I wrote a very long paper, and,
perhaps, out of a concern about doing injustice to his graduate assistants,
Professor Rawls sacrificed himself and engaged my essay.
The paper received a
grade of ‘B’ of some kind. Scattered throughout the paper were brief two or
three word comments and a number of question marks, and on the last page of my
essay was a summary statement of evaluation. The primary criticism seemed to be
that the paper was too long.
In these final comments
Professor Rawls indicated that length, in and of itself, was not necessarily
problematic. Nonetheless, the gist of his concerns seemed to be that I had not
used the length effectively with respect to the central thesis of my essay.
At the time I had no
insight concerning who John Rawls was or who he was about to become.
Consequently, it is somewhat strange how I recall that he read my paper and
what he thought of it … especially in light of the fact that I have absolutely
no recollection concerning the actual contents of that essay … obviously, the
term paper consisted of ideas that were eminently forgettable even though
Professor Rawls was kind enough to award me a ‘B’ of some kind for my efforts.
There were a few other
themes that lived on in my memory with respect to that course. One of these
themes had to do with Professor Rawls’ notion of the ‘original position’.
The foregoing term gives
expression to a hypothetical methodology through which one is to assume that
each of us enjoys degrees of freedom and equality that, roughly speaking, are
equivalent to one another. Furthermore, Professor Rawls stipulates that
although in the ‘original position’ everyone possesses an awareness of their
general interests, along with an understanding of various ideas involving
natural and social sciences, nevertheless, the conditions of the hypothetical
‘original position’ require everyone to be ignorant about one’s personal
history and abilities/talents.
This latter facet of the
‘original position’ is referred to as a ‘veil of ignorance.’ The purpose of
that aspect of the hypothetical set-up is an attempt to induce people to
reflect on the issue of justice without engaging the problem through an
awareness of those sorts of life circumstances or one’s personal strengths and
weaknesses that might incline one to evaluate the idea of justice through the
biased filters of what would be advantageous or disadvantageous to one in the
light of one’s life circumstances and talents (or lack of them).
A further property of the
‘original position’ involves the assumption that everyone is committed to a
process which is intended to lead to conditions of social and political
justice. The question or challenge facing people in the ‘original position’ is
to try to determine which of the possible theories of justice might constitute
the most viable or defensible approach to the issue of justice.
According to Professor
Rawls, if one starts from the conditions described by the ‘original position’ –
including its ‘veil of ignorance’ – reason will lead one to the conclusion that
two principles of justice should be adopted. The first principle concerns those
freedoms and rights that are deemed necessary to have if the people in the
‘original position’ are to be able to work toward realizing various notions of
‘the good’ which they might hold. The second principle of justice in
Professor’s theory entails not only the idea that employment and educational
opportunities should be made equally available to all, but, as well, everyone should
be given some minimum share in the wealth of society that would enable such
people to pursue their individual interests with dignity as free and equal
members of their community.
Nearly 600 pages are used
by Professor Rawls to delineate the details of the arguments that give
expression to the foregoing overview. While, in general, there is a
phenomenological orientation within me that resonates with the aforementioned
two principles of justice, I am less interested in how Professor Rawls arrived
at such conclusions, than I am interested in the structural character of the
‘original position’ with its ‘veil of ignorance’ from which he launched his
project.
More specifically,
Professor Rawls treats the ‘original position’ as a sort of contrafactual
hypothetical construct. In other words, since everyone is, to a degree,
supposedly aware of her or his personal history and many of one’s
talents/abilities, then assuming otherwise runs contrary to the facts of what
is known.
However, if one erases
such knowledge through the ‘veil of ignorance’ that lies at the heart of the
‘original position’, then one is free to critically examine issues of justice
without such an understanding biasing one’s deliberations … or so, the theory
goes. Such an assumption, of course, requires one to remind oneself from time
to time that one cannot permit anything that one knows about one’s life and
abilities to prejudice one’s reflections concerning the issue of justice.
In a sense, Professor
Rawls is asking readers of his book to behave as jurors do – hopefully -- when the
latter individuals are told by the judge that that such and such a statement
must be disregarded by them and cannot play any role in their final decision.
Whether, or not, jurors are able to comply with the instructions of the judge
under such circumstances is another matter.
Some lawyers will say
things during a trial which they know will be objected to by opposing counsel,
sustained by the judge, and withdrawn by the lawyers themselves just to be able
to place certain possibilities and ideas before the jury. The hope of those who
use the foregoing sorts of tactics is that once something is known, it can’t be
unknown, and, consequently, one might be able to help shape the final verdict
through the introduction of those pieces of illicit information.
When the process of voir
dire (to speak the truth) is undertaken in the legal system, a judge or
prosecutor (depending on the rules in a given location) seeks to determine
whether, or not, a juror or witness will, among other things, be able to put
aside whatever ideas and attitudes he or she has concerning a given matter to a
degree that is sufficient to ensure that information will be processed or
reported impartially. Professor Rawls does not take his readers through the
process of voir dire, but his expectations of readers is that they would be
willing to put aside any knowledge they have concerning their own personal
history and circumstances and engage the arguments in A Theory of Justice as if such individuals had successfully
negotiated an inquiry into their own ideas, feelings, attitudes, or
understanding and, as a result, were prepared to listen to the arguments in the
aforementioned book in an unbiased fashion.
The notion of the
‘original position’ with its concomitant aspect of a ‘veil of ignorance’ is,
for Professor Rawls, a hypothetical construct. According to him we do not exist
in such a condition, but, he is asking us to reflect on issues of justice as if
this were the case.
Perhaps, however,
Professor Rawls is incorrect with respect to his understanding of the
existential situation in which human beings find themselves. Although it might
be true that a knowledge of personal history and abilities could skew how
someone might construct a theory of justice such that the latter theory would
reflect -- in an advantageous way – the particulars of a person’s life
circumstances, nonetheless, the fact of the matter is that while an individual
might be able to figure out how a theory of justice could be exploited in an
advantageous manner if such a theory were shaped to enhance one’s circumstances
rather than inhibit them, one still doesn’t know in any absolute sense whether
one’s theory of justice is really to one’s advantage even if it permits one to
gain from events in ways that other people could not.
For instance, let us
suppose that the foregoing individual makes his money through stock
transactions. Let us further suppose that the theory of justice proposed by
that person is one which permits him or her to benefit from information coming
from stock trading ‘insiders.’
Finally, let us assume
that in times gone by our individual of interest has made millions through such
transactions while other people have lost millions. Presumably, the insider
information to which our subject has access is better, in some way, than the
insider information to which other people have access … and the underlying
principle of justice developed by our hypothetical individual indicates that
everyone should be able to have access to such information.
At some point in the
future, our subject sets in motion a transaction that has a potential for
making him or her hundreds of millions of dollars … maybe through some sort of
derivatives-based strategy. Unfortunately, events do not unfold in the way in
which the individual was led to believe would occur, and she or he loses
everything.
Apparently, the insider
trading information relied on by the star of this exercise contained some
errors. Other people who had better information in this respect acquired the
millions that our person of interest believed were going to be his or hers.
In effect, our subject
had a faulty system of epistemology concerning how the world works. For
whatever reason, in the past that epistemological system had permitted the
person in question to accurately predict what would happen in certain cases but
not others.
Was the foregoing person
conned? Did that individual pick the wrong people to supply the inside trading
information? Was the model used to forecast the future with respect to certain
stock transactions flawed in some way? Did unforeseen factors involving
politics, weather, or technological breakthroughs adversely affect that
person’s method for estimating risks associated with any given set of trades?
The questions one asks in
this respect can extend beyond the surface of methodological considerations and
touch upon more basic issues of epistemology. For example, a person might: Know
one’s life circumstances, know how to use such circumstances to his or her
advantage, develop a theory of justice that will reflect this sort of
arrangement, and, yet, one could still ask: Is this really what justice entails
– a utilitarian link between means and ends that brings some sort of advantage
… financial, material, political, or otherwise?
Knowing one’s life
circumstances and abilities doesn’t necessarily guarantee one will understand
what is in one’s best interests with respect to the use of such circumstances
and abilities. One could generate any number of possible scenarios about how to
exploit such known circumstances and abilities, but none of these scenarios
necessarily reflects the nature of Being and whether, or not, there is some set
of factors woven into the fabric of reality which determines principles of
justice quite independently of our constructs and which give expression to the
truth of things and, thereby, become the standard against which one’s actions
and choices are to be evaluated.
The real ‘veil of
ignorance’ which confronts human beings has little to do with understanding
one’s life history or how such a history might materially work to our advantage
or disadvantage. Rather, the essential veil of ignorance concerns the
significance of such circumstances vis-à-vis the nature of reality.
We each might know the
events of our individual lives. However, do we understand what those events
actually mean in the overall scheme of the universe?
Furthermore, Professor
Rawls indicates that in the ‘original position’ we assume ourselves to be free
and equal. One might query such an assumption and ask: In what way are we free
and equal?
Do we all have an equal capacity for
reasoning and insight concerning the process of exploring the possible nature
of justice? Even if everyone
possessed the same abilities in this respect, are we necessarily free to choose
to follow what is deemed to be a correct theory of justice?
Professor Rawls
stipulates that the people in the ‘original position’ do have a general
understanding of the principles of psychology even if those individuals are
assumed not to possess specific knowledge about their own life circumstances.
If so, then such general principles probably indicate that people are not
always free (due to different emotional motivational forces) to do that which
they believe to be right or appropriate.
The ‘original position’
also requires one to assume that everyone is equally committed to pursuing
principles of economic, social, and political justice. Again, general
principles of psychology indicate that not everyone is motivated to do things
in the same way, and, as a result, it is very unlikely that everyone will be
equally committed to pursuing such a project … and even if they were equally
committed, this level of commitment might not be enough to sustain, or bring to
fruition, such a pursuit.
Being committed to
social, economic and political justice implies there also will have to be an
underlying commitment to determining the truth of things. If people were
committed to principles of justice without a concomitant commitment to determining
the truth concerning such principles, then the commitment to principles of
justice might be relatively pointless … one wants people to be committed to
principles of justice that, in some sense, give expression to the nature of
reality rather than just being committed to principles of justice in some
arbitrary sense.
In addition, Professor
Rawls claims that starting from the ‘original position’, one can reason one’s
way to the two principles of justice for which he argues in A Theory of Justice. Such a claim is
contentious in several senses.
For instance, what if
reason by itself is not sufficient to determine the nature of justice?
Alternatively, what is the nature of the proof which is capable of
demonstrating that reason can generate what Professor Rawls claims it can?
Finally, how does one know that the character of the argument employed by
Professor Rawls is rational?
In other words, what are
the criteria for determining when something is, or is not, rational? Moreover,
how does one justify the choice and use of those criteria?
There is nothing
hypothetical about the veil of ignorance that cloaks our lives. We are
theory-rich and knowledge-poor with respect to all manner of things.
We don’t necessarily know
who we are … although we might believe that we do. We don’t necessarily know
the significance of our life circumstances … although we might believe that we
do. We don’t necessarily understand the nature of reason and what makes it
possible … although we might believe that we do. We don’t necessarily know
whether, or not, principles of justice are discoverable through the exercise of
reason … although we might believe that we do.
Are the foregoing sorts
of beliefs delusional? We’re not sure.
The veil of ignorance is
a fact of life. There is no need to treat it as a hypothetical construct.
Given the reality of such
a veil of ignorance, one might raise a question that is relevant to a number of previous blog entries. What justifies anyone imposing a
system of governance on other human beings?
Some people have proposed that the justification for a system
of governance is the manner in which it gives expression to ‘the rule of law’.
The problem with such a proposal is that not only is one uncertain about the
precise nature of such a rule of law, but one is uncertain about how one might
go about justifying the claim that is being made concerning such a conception
of ‘the rule of law’.
For example, what is the
rule of law that is inherent in a process of constitution-making (i.e., the
Philadelphia Constitution) that was not done in compliance with the framework
of legalisms that surrounded such a process (the Articles of Confederation) and
which used a ratification process that was not only a violation of the
aforementioned framework, but, as well, was conducted in an unethical manner
that, among other things, involved less than 10-15% of the population upon whom
that constitution was to be imposed? Moreover, what is the rule of law that
connects such a set of unauthorized, illegal, unethical, and unrepresentative
set of procedures with the people of more than two hundred years later who had
no say in such a process?
Unfortunately, as I
believe a number of earlier blog entries have indicated, there is no rule
of law that defensibly links the America of more than two hundred years ago to
the America of today. Such a rule of law is entirely mythological in character.
Consequently, we still
are faced with the challenge of trying to come to terms with the question of
legitimacy in relation to the matter of governance. Furthermore, this issue of
legitimacy might be intimately tied to the veil of ignorance that is our
constant companion.
-----
For more than two
thousand years, the idea of ‘natural law’ has, in one form or another, been an
important part of the discussion revolving about the hub of governance. Quite
frequently, references to ‘natural law’ involve the belief that the principles
inherent in such law are, in some sense, self-evident.
In the second paragraph
of the Declaration of Independence, for example, one finds the following words:
“We find these truths to be self-evident, that all men are created equal, that
they are endowed by their Creator with certain inalienable rights that among these
are Life, Liberty, and the Pursuit of Happiness.” One can legitimately ask,
however, in what sense are such truths self-evident?
Empirically speaking, for
instance, it seems rather self-evident that people do not appear to be created
equally. People possess different physical gifts, degrees of intelligence, and
talents, so in what manner of speaking are ‘men’ not only equal but equal in
some self-evident way?
Does this sort of
equality extend to women, Indians, and slaves? Apparently, such possibilities
were not as self-evident to the Founders/Framers as were those truths
concerning “all men” who were white.
Presumably, the sense in
which ‘all men’ are equal to one another has to do with the inalienable rights
that are granted to every ‘man’.
In other words, every man has been granted the same set of inalienable
rights by ‘his’ Creator.
However, leaving aside,
for the moment, the manner in which the idea that all men are equal excludes
all those who are not considered to be men – whether women, Indians, Blacks or
others of a non-white orientation -- if a person does not believe in a Creator,
is the same set of rights still inalienable? Under such circumstances, do such
‘truths’ remain self-evident?
Some people have argued
that ‘natural law’ has nothing to do with the structural character of the
universe. Instead, such individuals believe the foregoing term should be
restricted to the ethical and political realm of human behavior.
Viewed through the
foregoing sort of a perspective, natural law is not considered to be a proper
subject for the natural sciences. Instead, natural law concerns issues that
supposedly fall beyond the purview of those sciences.
If natural law does not
give expression to phenomena that are capable of being studied through the
natural sciences, then how does one establish the “truths” to which such laws
supposedly give expression? Doesn’t the claim that certain “truths” are
self-evident constitute an artful dodge with respect to the problem of having
to determine, in a demonstrable fashion, the nature of the relationship among
data, methodology, and the ‘truth’ of a matter? Doesn’t the notion of something
being ‘self-evident’ run the risk of giving expression to a process of
‘reasoning’ that assumes its own conclusions?
Quite irrespective of
whether, or not, the natural sciences – as presently constituted -- are up to
the task of discovering those laws of nature, if any, that concern matters of
ethics and politics, one might suppose that something more than the quality of
“self-evidence” will be required for claims concerning the nature of ‘natural
law’ with respect to issues of rights, freedoms, and the issue of governance to
be given much credence. Moreover, one also might suppose that what is
considered to be ‘self-evident’ should not depend on whether, or not, someone
believes in a Creator who endows ‘men’ with such inalienable rights.
For something to be
considered as self-evident in a more persuasive sense, one might hope that
anyone – regardless of beliefs concerning the existence of a Creator – should
be willing to acknowledge the truth of a matter. In fact, if both believers and
non-believers (concerning the issue of a Creator), were to agree to the truth
of a certain claim, then such agreement might be treated as being somewhat akin
to a form of independent confirmation with respect to the aforementioned sort
of claim and, thereby, possibly constitute evidence for the ‘self-evident’
character of the ‘truth’ underlying such a claim.
If the natural laws that
are said to be associated with ethical and political issues are not material or
physical in the sense in which natural sciences are interested, then what are
they? There have been several responses that have been given in relation to the
foregoing question.
One response suggests that such ‘natural
laws’ are, in some sense, historical in character. Thus, if one goes back to
the writings of the Stoics (e.g., Zeno) in the third century B.C, one will come
across a vocabulary concerning natural law that has been revisited, in various
ways, across thousands of years and many different geographical localities.
Considered from the
foregoing sort of historical perspective, natural law entails the body of
discussions that have taken place over the years in relation to the topic of
natural law. As such, natural law gives expression to a set of themes
and terms that have been critically addressed in what is said to be a fairly
consistent fashion by individuals in different periods of history.
Presumably, if a lot of
people in different historical periods and locations critically engage the idea
of natural law, then, perhaps, there is something underlying such seemingly
independent investigations that reflects a commonality concerning the nature of
reality that speaks to a certain kind of ‘truth’ with respect to such ideas.
Whatever the merits might be with respect to the foregoing kind of approach,
there is a question lurking in the background that needs to be addressed.
More specifically,
despite the possible existence of a certain family resemblance that exists
among the themes and terms that are entailed by such an historical account of
the idea of ‘natural law’, one can still ask the following question. To what
extent does the foregoing sort of account reflect the character of reality?
The historical approach
to natural law might be nothing more than a litany of ideas that have been
explored by this or that person in this or that period of history for this or
that reason. One is still uncertain what any of those ideas have to do with
truth … let alone self-evident truths.
The fact that,
historically speaking, various people might have addressed the issue of natural
law in a similar – possibly even consistent -- manner (although this notion of
‘consistency’ is often a contentious matter), this might not mean anything more
than that a variety of people have pursued the same sort of line of inquiry at
different times. Similarity in thought is not necessarily an indication that
truth is being reflected in, or through, any commonalities that might tie a set
of terms together … even if one were to leave aside the question of whether, or
not, such commonalities were actually present.
What people have thought
historically – no matter how similar and consistent such thought might be –
does not carry any necessary implications for the nature of truth. The
foregoing realization has led to a second way of thinking about the idea of
‘natural law’.
This second avenue of
inquiry is sometimes referred to as a philosophical exploration. The philosophical
manner of engaging natural law seeks to discover something universal in the
nature of things … some truth that applies to everyone and, therefore, a
‘truth’ to which everyone is bound.
Philosophically speaking,
something is “natural” to the extent that it accurately reflects some facet of
the realm of nature. Moreover, something is a function of law to the extent
that it gives expression to a process through which a given phenomenon in
nature manifests itself across a variety of circumstances in a, more or less,
regular, consistent fashion.
Whether, or not, the
philosophical approach to natural law is anything more than a snipe hunt -- in
which one becomes caught up in chasing after an imaginary creature of some kind
-- is unknown. Consequently, one might be no better off pursing a philosophical
approach to natural law than one would be if one were to pursue an historical
approach to the same concept.
Irrespective of the path
one chooses in order to try to explore the topic of natural law, the stakes are
very high. For instance, who, if anyone, possesses inalienable rights … the
sort of rights that, presumably, cannot be trumped by any set of circumstances?
If such rights exist, do
they belong to individuals or to the collective? Alternatively, if such rights
exist, could they belong to both individuals and the collective, and if so, on
the basis of what principles should one seek to balance such claims on rights?
Are collective rights and
individual rights necessarily in conflict with one another? If not, then how
can they be reconciled?
If a natural law exists
concerning the rights of human beings, to what extent do such laws govern both
the relation of the individual and the State, as well as the relationship among
States? If natural law is an expression of the nature of the universe in some
sense, then one might suppose that arbitrary arrangements of governance
– that is, arrangements that do not reflect the principles of natural law
inherent in the universe -- are likely to generate problems of one kind or
another, and, if so, could one use natural law as a tool for explicating how
such difficulties arise?
Natural law – to whatever
extent it exists – must adequately address all of the foregoing issues. If
natural law exists as a part of the reality of the universe, then its truths
are only self-evident to the extent that one correctly grasps the character of those
truths … and, as such, this might take the issue of natural law beyond either
historical or philosophical considerations and push that concept into the realm
of epistemology.
What, if anything, can be
known about the nature of natural law? What are the limits, if any, that exist
with respect to such a notion, and if such limits exist concerning our capacity
to know or understand the way in which the natural law of ethics and politics
operates in the universe, what implications do these sorts of limits have for
the issue of rights and governance?
According to Cicero (a
Roman political theorist and philosopher who lived between 106 B.C. and 43 B.C.),
natural law gives expression to the manner in which reason, when correctly
exercised, accurately reflects the character of Nature. Furthermore, when
reason enjoys the foregoing sort of relationship with Nature, then reason has
grasped something that is eternal, unchanging, and universal.
Obviously, if one’s
reasoning has correctly grasped the character of nature concerning ethical and
political themes, then one has no justifiable reason for altering anything
concerning such an understanding of natural law. Moreover, if one assumes that
such an understanding is manifested through the laws of the State, then any
attempt to overthrow or reject such natural law would be foolish, if not
treasonous, in nature.
On the other hand, if
one’s reasoning has not correctly grasped the character of natural law with
respect to issues of ethics and politics, then there might be many perspectives
that are capable of lending support to one’s desire to change such arrangements
… although the matter of justifying the system to which one wishes to switch is
a separate issue. Furthermore, if the given laws of a State/Nation do not
reflect the actual character of the natural law of ethics and politics that
govern the universe, then it would be prudent to reject such an arbitrary
system of laws.
The problem, of course,
is that quite frequently we do not know what the status of things is, ethically
and politically, relative to the actual nature of the universe. Those who
occupy positions of power tend to argue that the status quo reflects the truth
of things concerning the natural laws of the universe and, therefore, ought not
to be changed or abolished, while those who are out of power tend to argue in a
contrary fashion.
Separating the issues of
power – with all of its advantages – from the issues that surround coming to
understand the possible character of the natural law of the universe can be a
tricky matter. Many people confuse, if not conflate, the former with the
latter, and, presumably, this is the sort of thing Professor Rawls was
attempting to induce people to put aside via his hypothetical construct known
as ‘the original position’.
Much rests on how the
foregoing matters are decided. One’s understanding of notions such as: ‘duty’,
‘obligation’, ‘legitimate authority’, ‘freedoms’, and ‘rights’ are all informed
– for better or worse – by the choices that are made concerning the manner in
which the aforementioned notions fit into the idea of natural law.
An antonym for ‘natural
law’ is ‘conventional law.’ Conventional law consists of a set of legal
arrangements (conventions) that are arbitrary in the sense that those
arrangements are not a reflection of, or called for, by the natural order of
things but are, instead, a way of organizing political, legal, and/or ethical issues
to accommodate a given interpretation of social processes.
Even if considered to be
arbitrary in the foregoing sense, such a set of legal conventions might still
be able to serve various practical functions within a society or community. On
the other hand, the presence of the quality of arbitrariness in a conventional
system means that other sets of legal arrangements might be able to address
various problems and needs in an equally effective, if not better, fashion …
although how one defines what it means to be “equally effective” or “better”
tends to be contentious .
Evaluating, in some sort
of comparative manner, two, or more, conventional systems becomes a matter of
the kind of system of critical methodology one uses to decide such matters.
This, in turn, leads to the problem of having to justify the use of such a
system of evaluation rather than some other methodological system with respect
to the judgments one makes about political and ethical issues, and unless one
can viably root one’s choice of systems in something beyond conventions, then
these sorts of evaluative methodology are arbitrary as well.
For example, consider the
principle: ‘majority rules’. Is such a principle a reflection of the natural
order of things or is it a convention, and, therefore, arbitrary.
There is nothing to which
one can point in the natural order of things which convincingly indicates that
the idea of ‘majority rules’ should govern political and ethical
considerations. As such, ‘majority rules’ is an arbitrary idea.
Historically, there might
have been instances in which such a principle was adopted and had practical or
utilitarian value. However, the character of this kind of value can always be
questioned in relation to its arbitrary nature.
In other words, if one
supposes that a given convention is valuable because of its practical and/or
utilitarian consequences, one could ask: Practical for whom and utilitarian
with respect to which purposes? In addition, one could ask: Does one mean
utilitarian in a quantitative and/or a qualitative sense and, in either case,
what justifies choosing such an approach with respect to evaluating issues of
politics and ethics?
Even if one could
demonstrate quantitatively that a majority of the people would benefit from a
certain policy, one could not only question the criteria being used to
determine the nature of what constitutes a ‘benefit’, but, as well, one could
raise questions about whether, or not, the character of the qualitative harm
caused to the minority – who, for example, might be needed to subsidize such a
benefit for the majority -- could be justified. How does one evaluate
quantitative versus qualitative issues of benefit and harm, and according to
whose conception of benefit and harm, and how does one justify such a conception?
Why should the wishes,
interests, and needs of a majority take precedence over the wishes, interests,
and needs of minorities? What requires one to accept such a conclusion?
What if it turns out that
the majority is wrong about what it considers to be in its interests? What if
it turns out than a given minority is correct about what it considers to be in
its interests? Should the principle that “majority rules” still prevail under
such circumstances, and, if so, how does one justify this sort of insistence?
There is no body of
evidence to which one can point indicating that one is justified in claiming
that the majority is always right. In fact, scientifically speaking, one quite
easily can demonstrate that with respect to almost all major breakthroughs in
science, the understanding of the majority has tended to be faulty… in part or
in its entirety.
Even if one were to
accept the notion that “majority rules”, what does one mean by the idea of
“majority”? Does one mean 50.000001 % of the people? Does one mean 50.000001 of
the adults over a certain age? … or, 50.000001 of the adult males over the age
of 18? … or, 50.000001% of the adult, white males over the age of 18? … or, 50.000001% of the adult white
males over the age of 18 who own property of a certain value? Furthermore, how
does one justify any of the foregoing qualifiers?
Alternatively, does one
mean by the idea of ‘majority rules’ that two-thirds of a given group should
decide an issue or that three-fourths of a given group should decide a matter?
What justifies using one standard of ‘majority’ rather than another?
What justified the
Founders/Framers of the Constitution to fix one set of standards for the number
of states that are considered necessary for the passing of amendments
(three-fourths) but fix another, lesser standard (69%) for the number of states
that are necessary to ratify the Philadelphia Constitution?
Moreover, why didn’t the
Founders/Framers specify that the ratification vote in each state must carry by
a majority vote of three-fourths or 69% or two–thirds of the delegates? Why did
they permit the standard for ratification votes to be so minimal a form of a
majority?
Why weren’t the people
permitted to decide their own standard of what constitutes a majority? Why
weren’t the people permitted to decide whether, or not, the minority should be
bound by what a majority decides?
Even if one were to
accept the idea – and the evidence indicates otherwise -- that all of the
eligible voters in post-Philadelphia Convention America had agreed
independently to make a simple majority the voting standard in the state
ratification conventions rather than have such a standard imposed on them with
a ‘take-it-or-leave-it’ choice, one still could ask, with considerable
justification, the following question: Why should anyone born several hundred
years later (or even 50 years later) be bound by an agreement concerning such
standards in relation to the ratification conventions and the Philadelphia
Constitution?
People might be able to offer all kinds of rationalizations for why things were done in one way rather
than another. However, rationalizations do not necessarily constitute a
justification for having done things in a given manner?
Similarly, the principle:
“Might makes right” is as arbitrary as is the idea of “majority rules”. There
is no connection between power and that which is right (whatever this might
turn out to be) that can be established which is not arbitrary – that is, which
would not have difficulty being justified, in any broadly convincing fashion,
to be a necessary link between power and that which is ‘right’ ... assuming, of
course, we know what the latter term means.
The fact that a majority
of people or some minority have the power to coerce, force, exploit, or control
some other group of people – whether a minority or majority – means nothing
more, in and of itself, than that someone has acquired (through means that
might not be capable of being justified in a non-arbitrary way) the requisite
array of resources to impose its will on others. In short, having the foregoing
sort of power says absolutely nothing about whether, or not, such power or its
application can be justified in non-arbitrary terms.
To argue: If either
“majority rules” and/or “might makes right” were not the ruling principle in
society, then there are many things which could not be done or accomplished by
society, is a conventional – and, therefore, arbitrary -- position. One must
not only be able to justify the purposes or activities that are to be pursued
through such principles, but, as well, one must be able to demonstrate that those
means are the only justifiable way of doing the activities and purposes that
are to be pursued.
Otherwise everything
about such an argument is entirely arbitrary … depending on rationalizations
rather than demonstrable justifications. Unfortunately, many people treat the
shallowness of rationalizations as if this were equivalent to the much more
rigorously demanding conditions necessary to establish justification.
Moreover, there are
problems surrounding the idea of what constitutes a “demonstrable
justification” … Demonstrable justification to whom and on the basis of what
criteria? If a minority of people (for instance, a group of: scientists,
religious scholars, jurists, or political representatives) decide that some
given argument constitutes a ‘demonstrable justification’, why should what
those sorts of people say be considered a definitive criterion for the ‘truth’
of something, and why should other people be considered to be under some sort
of obligation to cede their authority to that sort of group of individuals?
To say that such and such
is the way things are done in a given society, or that such and such is the way
our forerunners did things, or that such and such is the way a number of
societies/communities – perhaps a majority of them -- do things, does not alter
the manner in which all of the foregoing possibilities allude to a conventional
approach to political and ethical considerations. As such, all of the previous
forms of arguments are arbitrary as they stand and, consequently, all of those
arguments are in need of being justified in some non-circular way … that is,
one cannot cite a way of doing something as its own justification. One needs
some method that is independent of such a way in order to be able to have an
argument that might be a plausible candidate for determining the ‘truth’ or
‘rightness’ of some given convention.
Furthermore, even if one
were to suppose that some form of demonstrable justification were forthcoming
with respect to a certain practice or principle being considered to be ‘true’
or ‘right’ in some sense, does it necessarily follow that everyone is
‘obligated’ to observe the requirements of such a ‘truth’ or expression of ‘the
right’? Or, if obligated, that people should be forced to comply with the
requirements of such a ‘truth’ or manifestation of ‘the right’?
How many degrees of
freedom, if any, should be given to people to depart from what seems to be
‘true’ or ‘right’? Will society face more problems trying to enforce a given ‘truth’
or expression of ‘the right’ than if society were to establish degrees of
freedom for various, limited departures from ‘the true’ and ‘the right’?
How does one measure the
liabilities of force/compulsion concerning compliance with the ‘true’ and ‘the
right’ against the liabilities entailed by extending degrees of freedom to such
compliance? How does one measure the harm that might accrue to an individual
for non-compliance with ‘the true’ or ‘the right’ against the harm that might
accrue to an individual through being forced to comply with that which – we are
assuming – is true or right?
Who gets to say what
criteria of measurement are to be used in any of the foregoing? What justifies
the use of those criteria?
There are many kinds of
natural norms that are given expression through human existence. An array of
criteria – ranging from: height, to: weight, race, ethnicity, religion, hair
color, yearly earnings, illness, marriage, divorce, and suicide – can be used for
classifying people.
However, the existence of
those norms do not, in and of themselves, demonstrate whether, or not, any of
the foregoing normative values should be used to construct political and
ethical judgments. Of course, there have been those – for example, Hitler and
the eugenics movement – which have tried to argue that the presence or absence
of one, or more, of the foregoing criteria should shape the character of our
political and ethical decisions.
Once one accepts – for
good or bad reasons – the presuppositions of a political and ethical
perspective, then the ideas which seem to be entailed by those presuppositions
might make sense, but understanding how a political or ethical system works --
given the presuppositions of that system -- does not mean that those ‘givens’
have been justified. Something can be meaningful without necessarily being true
or right, but, unfortunately, people – without justification -- often confuse
and conflate whatever seems to be meaningful in some sense with that which is
true or right or suppose that because something is meaningful, then it also
must be true and right.
Delusions are meaningful.
However, they are not reflections of what is true or right independent of their
own frame of reference.
One might wish to argue
that if some perspective could be shown to give expression to natural law –
i.e., it constitutes the natural way of things with respect to political and/or
ethical considerations – then such natural law is superior to any conventional
system one might invent since the former is non-arbitrary, whereas the latter
is arbitrary. The problem, however, is that we often have difficulty
distinguishing between what is natural from that which is conventional …
frequently assuming that because a given convention has become the ‘norm’, then
this means that what is just a set of arbitrary conventions actually reflects
the natural order of the universe.
The way one would like
the universe to be is not necessarily the way the universe actually is.
Conventions tend to be a convenience for those who are engaging the universe to
accommodate personal preferences quite apart from what the truth of things
might be.
If one cannot establish
the character of natural law in any demonstrably justifiable manner, and if one
is only left with conventional systems that are, by their nature, arbitrary,
then one is faced with the problem of having to decide between arbitrary
systems which are inherently resistant to being shown to be more true or more
right than some other arbitrary system. How does one go about determining that
one conventional system is, in some manner, less arbitrary than some other
system, and does the quality of being less arbitrary than other systems thereby
necessarily transform such a system into an obligatory framework of some kind?
A Christian writer of the
seventh century – St. Isidore of Seville – maintained that laws are capable of
being divided into two classes … those that are man-made and those that are
Divine. According to St. Isidore, the laws of God reflect the natural order of
things, whereas the laws of man, based as they are on custom or conventions,
vary from one nation to another.
A careful observer of
history might notice that there is considerable variability amongst the ways in
which the ‘natural law’ of God is given expression in different historical
periods and geographical places. Indeed, one might easily suppose that there is
as much variability with respect to the character of such natural or divine law
as there is amongst the customs and conventions of different societies … in
fact, the variability within one and the ‘same’ religion can sometimes be as
great as the variability between different religions.
In addition, one might
question whether, or not, what some people consider the natural law of God is
nothing more than the custom, habit, or convention of those people. Making a
classification or distinction does not necessarily mean that one correctly
understands the nature of the classification or distinction one has made.
On the other hand, some
people suppose that the foregoing variability within and between religions
serves as a sort of a priori argument in favor of the idea that there is no
God. Aside, however, from committing a logical error that assumes that the
mistaken understanding of human beings carries any necessary implications for
the nature of reality, individuals who argue in the manner outlined in the
first sentence of this paragraph also are not in any better position than those
who may, or may not, have beliefs concerning the divine nature of natural law.
After, all, there is a
tremendous variability in the philosophical and hermeneutical character of
non-divine conceptions of the universe. Unfortunately, one has no universally
agreed upon means to demonstrably justify why the adoption of any given custom
or convention would be superior to what is done by those who are working out of
some other philosophical or religious orientation.
Proponents of both
religious and secular approaches to legal, political and ethical problems
maintain that human beings have a capacity for reason that permits them to
evaluate the value of different arguments with respect to the degree, if any,
to which those arguments give expression to what is ‘true’ or ‘right’. However,
the proponents of both religious and secular approaches to those issues often
make the same mistake and assume that the way they think about something is ‘rational’
and anything which departs from that manner of ‘reasoning’ is in error or
irrational.
The nature of reason and
logic tend to be very difficult to pin down. We all sense the elusive presence
of reason and logic permeating the fabric of experience – both individual and
collective -- but, quite frequently, we tend to become preoccupied with trying
to demonstrate what reason and logic are not (e.g., attempting to point out the
flaws in someone’s arguments) than what reason and logic are in and of
themselves … if this is even possible.
We often do that which we
do not understand how it is done (e.g., creativity, invention, insight,
awareness, language). Perhaps understanding and reasoning are among the things
we do which we do not understand … and might never understand.
Once again, we are
confronted by the same sort of problem as noted earlier concerning the ‘natural’
and the ‘conventional’. More specifically, how does one distinguish between, on
the one hand, the natural laws, if any, of reason or logic (their ‘reality’)
and, on the other hand, those man-made conventions concerning logic and reason
which are little more than customs adopted for this or that purpose and which
derive their apparently compelling force from habit rather than anything more
essential and universal in character?
We tend to use
conventions to distinguish between the real and the customary. However, those
methodological conventions are not always reliable indicators of what is true
or what is right because those conventions cannot always separate what we bring
to a situation and what is brought to that situation by a reality considered
independent of us … or even successfully determine whether, or not, there is
any reality independent of the phenomenology of experience.
To say that: Reason is
what we use to grasp the nature of reality, might only be an exercise in
circular reasoning such that ‘reason’ is merely looking into the mirror of
conventions that have been constructed by imagination for the purpose of
generating something that is considered to be meaningful for our viewing
pleasure. Reason can be used to try to understand the nature of our own
thinking about something (i.e., the manner in which we create meaningfulness),
or it can be used to grasp the nature of the reality which makes our experience
possible, and we are not always sure which is which in any given instance.
The term: ‘self-evident,’
might mean nothing more than that which reflects our own way of thinking about
things. Alternatively, ‘self-evident’ might refer to the manner in which reason
grasps some dimension of reality and, thereby, gives expression to one facet,
or another, of ‘the true’ or ‘the right.’
The Founders/Framers of
the Philadelphia Constitution believed that the truths which they considered to
be self-evident were reflections of the nature of reality. Yet, given the way
in which women, Indians, and Blacks – to name but a few – were excluded from
such truths, one suspects that -- at least in part -- the Founders/Framers were
more entangled in their own arbitrary conventions than they were in possession
of any clear understanding concerning the ethical or political character of
reality with respect to human beings.
The British did not agree
that such truths were self-evident. Perhaps the reason why they did not share
the same understanding concerning the allegedly self-evident character of such
“truths” as did many Americans is that the British worked out of a different
arrangement of conventions than the Americans did … or, maybe, one side or the
other – or neither – was actually understanding the character of reality, while
the other side was (or, maybe, both sides were) ensconced in delusional
thinking.
The belief of many people
concerning the greatness of Aristotelian theories about the relationship
between the individual and the State was that they were based entirely on
reason. The belief of many people concerning the greatness of the Roman law was
that it was based entirely on reason. The belief of many people with respect to
the greatness of the systems of Augustine and Aquinas was the way in which
reason played a substantial role in the respective frameworks of the latter two
individuals and, thereby, appropriately complemented faith.
In each case natural law
refers to the capacity of human beings to use reason to grasp the nature of the
relationship between human beings and the universe. Unfortunately, Aristotle,
the Romans, as well as Aquinas and Augustine all had somewhat different –
although at points overlapping -- approaches to explicating the details that
reason generated concerning the nature of the relationship between human beings
and the universe as expressed through natural law.
All of the foregoing
perspectives were immersed in the conviction that one is given insight into the
nature of the universal and eternal truths of reality through the use of
reason. All of the foregoing individuals were convinced that, in a sense, their
orientations – or portions thereof -- were self-evident in the light of reason,
but like light, reason seems to be radiating at different wave lengths in each
of the foregoing frameworks and, therefore, is only capable of illuminating
what such wave lengths are capable of disclosing according to their nature …
perhaps much as is the case when one uses: microwave, infrared, or ultraviolet
light to ‘see’ different dimensions of being.
If there are eternal,
universal laws, and if one engages such laws through the proper exercise of
reason, then the results of that sort of engagement give expression to an
understanding of the way in which natural law is manifested in the universe.
However, what is missing from the foregoing sort of a hypothetical (i.e., an
‘if-then’ form of statement) is a demonstrably justified account of what
constitutes such eternal, universal laws as well as what constitutes a “proper”
exercise of reason with respect to those laws so that their presence and nature
might be understood as giving expression to natural law.
One can speak about the
‘light’ of reason or the self-evident truths which are illumined through that
light all one likes. Nevertheless, until one knows that what is being
manifested through reason is true rather than merely being meaningful -- but
delusional – in character, one starts at no justifiable beginning and one works
to no justifiable end via a means (a process of reasoning) that has not been
justified.
When Archimedes claimed
that if someone would give him a place to stand, he would be able to move the
Earth, he may have been correct in principle. However, one still is left with
the unresolved problem of finding the appropriate place upon which to stand and
from which one will leverage movement of the world.
Similarly, one can make
all kinds of claims on behalf of the ‘light of reason’ and how it can leverage
this or that truth when used in conjunction with the fulcrum of eternal and
universal laws. Yet, one still is left with the problem of having to locate the
‘space’ through which ‘proper reason’ (the right sort of lever) can be
exercised, just as Archimedes was left with the problem of having to find the
appropriate portion of ‘space’ from which to undertake his attempt to move the
Earth.
Through the use of the
light of reason, one might be able to differentiate between ‘good’ and ‘evil’.
However, one’s conception of what is ‘good’ or ‘evil’ is likely to be affected
by whether, or not, such light is naturally or artificially generated since
conventional, or man-made light, might not illumine reality in the same way
that natural light does.
One might wish to define
“sin” as those acts that interfere with the capacity of the light of reason to
grasp the nature of eternal, universal laws. Given such a perspective, sinning
is the process through which one cuts oneself off from both the proper function
of reason as well as from the universal, eternal laws that reason – when
operating properly – is designed to be capable of understanding.
Nevertheless, one still
needs to know which acts undermine reason in the foregoing fashion. Moreover,
one needs to know what is necessary to counter the alleged toxic effect of such
acts.
Theologies of all
different kinds purport to provide answers to the foregoing questions.
Nonetheless, providing an answer that is meaningful in some sense does not
necessarily make such a response an accurate reflection of some aspect of the
universe or Being … one still needs a demonstrable justification for why one
should accept such ‘answers’ as being not only plausible possibilities, but
also ones that are highly likely to be true.
Notions such as: ‘good
and evil’, ‘sin’, ‘self-evident’, and the ‘light of reason’, are all entangled
in conundrums that require us to separate out the wheat from the chaff … or the
conventional from the natural -- to whatever extent such separation is
possible. This is not to say that there are no realities corresponding to terms
such as: ‘sin’, ‘good and evil’ or the ‘light of reason’, but it does indicate
that there are many challenges surrounding our attempts to differentiate the
true and the false in those matters.
‘Justice’ has been
described as that which is in accord with the exercise of reason. Anything
which deviates from such reasoning is said to give expression to injustice in
some sense.
The first act of justice
is to affirm the truth of a matter. One does justice to the nature of reality
and to the exercise of reason when the latter reflects the former.
If reason is that aspect
of a human being which is capable of grasping the character of natural,
eternal, universal laws, then one understands how someone operating out of such
a framework conceives of justice as giving expression to that aspect of natural
law that is grasped by reason. However, if this is not to become an exercise in
tautological or circular reasoning, one has to be able to demonstrably justify
claims concerning the existence of such laws as well as reason’s role in
accurately capturing the structural character of those laws.
If a State/Nation rules in
accordance with the requirements of justice and, thereby, correctly uses reason
to engage the natural, eternal, universal laws of the universe/Being, then
failure to comply with the requirements of such governance would not be
justifiable? Whether, or not, such an ‘if-then’ claim is demonstrably
defensible in some non-arbitrary way is another matter.
Moreover, if the
relationship among: justice, reason, State/Nation, and natural law cannot be
demonstrably justified in some non-arbitrary fashion, then one can ask: What is
the basis for claiming that citizens are obligated to comply with the manner in
which a given State/Nation governs the people who live in a certain
geographical location? Unless one can demonstrate that the way in which a
State/Nation governs people reflects the natural laws of the universe, then
such governance is a function of man-made conventions that are entirely
arbitrary, and, consequently, any concomitant notions of duty and obligation
are equally arbitrary and incapable of being justified independently of the
system of conventions which is governing things with respect to such a
State/Nation.
Is the relationship of an
individual with other individuals a matter of a social contract? If so, then
one not only needs to know the nature of how the three basic components of a
contract – namely, offer, acceptance, and consideration -- come together under
such circumstances, but, as well, one needs to know what justifies any given
arrangement involving: offer, acceptance and consideration since arrangements
that are shaped by: coercion, duress, fraud, undue influence, exploitation, and
disinformation, or which prevent a person from taking an active role in the
forging of such a contract tends to invalidate contracts and, thereby, suggests
that arrangements involving these sorts of tactics cannot be justified.
If one were to suppose
that the origins of political association are rooted in some notion of social
contract, what is one to make of those people who do not want to participate in
such a contract? Can one really suppose that because some people wish to be
governed by a particular form of social contract, then everyone should be bound
by the same contract? How does one justify the introduction of ‘ought’ into
such circumstances in a non-arbitrary manner?
Is there some ‘standard’
social contract to which everyone must commit herself or himself? How does one
justify either the meaning of ‘standard’ or the force of ‘ought’ that is
present in such an arrangement?
The ‘rights’ which are
entailed by such contracts are necessarily reciprocal in nature since otherwise
those arrangements would be seen as being inherently unfair. On the other hand,
the fact that everyone is entitled to the same set of rights does not, in and
of itself, necessarily mean that such rights will be in the best interests of
the people involved.
The relationship between
rights and welfare is not necessarily straightforward and automatic. Some
rights might be more conducive to realizing what is in the interests of one’s
welfare, whereas other rights might not be so conducive.
For example, the right to
consume any and all drugs is not necessarily in one’s best interests simply
because, empirically speaking, there are many drugs which have been demonstrated
to have problematic dimensions to them … including qualities of being lethal or
injurious to health. On the other hand, having the right to explore the pros
and cons of whether, or not, in any given instance, the consumption of drugs is
in one’s best interests might be a reciprocal right that is worth having.
Some people (e.g.,
Hobbes) wish to make a distinction between natural law and natural rights.
According to such individuals, natural law concerns that which binds one to a
certain course of action, whereas natural rights involve the degrees of freedom
which one has to either do or not to do some given activity.
However, what such people
seem to overlook is that any claims concerning natural rights either do, or do
not, reflect the nature of reality. If such claims do reflect some facet of
reality, then the structural character of the rights at issue is a function of
the way in which natural law operates in the universe … that is, one has the
right to do, or not to do, certain things only to the extent that the natural
laws of the universe permit or delineate such a right.
If, on the other hand,
claims concerning the existence of natural rights do not reflect specific
principles inherent in the universe which give expression to such entitlements,
then claims concerning ‘natural rights’ are a matter of arbitrary conventions.
Considered from this perspective, those sorts of rights are not ‘natural’ and
might not even necessarily be the sorts of activities to which one is entitled
… and, therefore, they are not necessarily something to which the label
“rights” applies.
Claiming that one is
entitled to perform, or not perform, a given sort of activity must rest on
something more than one’s claim to entitlement. Entitlement must be rooted in
an argument which is capable of demonstrably justifying such claims in a
non-arbitrary fashion.
If rights arise out of
the nature of a given form of social contract, then those rights are dependent
on the structural character of that contract for the source of authority that
lends a sense of entitlement to such rights. If rights arise out of the nature
of the universe, then those rights are dependent on the structural character of
the universe to justify their claims concerning entitlement.
Rights do not exist
independently of a context – whether natural or man-made. Moreover,
irrespective of whether that context is rooted in the way of universal laws or
rooted in the way of a man-made social contract/legal system, one cannot
separate the idea of rights from a surrounding framework of law, natural or
otherwise, which spells out the character of the entitlement that is said to be
involved with the exercise of those rights.
Rights constitute a
certain kind of political and ethical manifestation that gives expression to the
dynamics of law-like principles. This is true whether those dynamics are
man-made or reflect the nature of the universe in some inherent sense.
Nowadays, the term
“natural rights” tends to be much more in vogue than the idea of “natural law”.
Nevertheless, one cannot focus on the issue of ‘natural rights’ unless one
understands that ‘law’, in some sense, forms both the environment as well as
the root system through which the general meaning and specific details of that
idea are nourished and shaped.
What is true with respect
to ‘natural rights’ is also true in relation to the notion of: ‘civil rights’.
However, whereas use of the qualifier ‘natural’ is intended to allude to the
idea that such rights are somehow inherent in the nature of existence (self-evidently
or otherwise), the qualifier ‘civil’ is intended to allude to a context of
conventions which authorize the associated rights.
Nonetheless, in both
cases (natural and civil) the source of authority for such rights comes from
the surrounding system of either natural or man-made laws. Civil rights are
supposed to reflect the structural character of the underlying system of
conventional laws just as natural rights are supposed to reflect the structural
character of the underlying nature of the universe
In the Declaration of
Independence, the relationship between rights and power is different than is
the nature of that relationship in the Philadelphia Constitution. In the former
document, governments exist purely for the sake of securing rights for the
people, whereas in the Philadelphia Constitution, powers are not vested in
government for the purpose of securing the rights of citizens.
The Bill of Rights outlines what
governments supposedly cannot do. The Constitution, on the other hand, is about
the procedural uses of power that can be used for any purposes whatsoever as
long as such uses can be reconciled – broadly speaking and in an almost
completely amorphous sense -- with the purposes set forth in the Preamble to
the Constitution, and as long as such powers do not impinge on the rights of
people.
The Declaration of
Independence was about empowering the people through the presence of rights.
The Philadelphia Constitution was about empowering government quite
independently of rights.
In fact, the nature of
the Philadelphia Constitution was geared to prevent rights from interfering
with the so-called ‘explicit’ powers of federalized governance. Moreover,
according to the Philadelphia Constitution, whatever rights existed would have
to be filtered through the process of governance … people did not have rights
independent of that process.
The power to govern might
be derived from the people. However, once such power was derived, the rights of
people became secondary to the exercise of power. National interests (that is,
the process of exercising power through federal offices) often tended to trump
claims concerning individual rights.
Although Madison was the
person who initiated a congressional discussion about the issue of amendments –
some of which had to do with the rights of citizens – nevertheless, he
previously had been resistant to the idea of any kind of amendments. If one
leaves aside Madison’s pragmatic beliefs that introducing amendments into the
constitutional conversation was inherently messy, problematic and would lead to
critical delays in the establishment of a national government, Madison had been
of the opinion that amendments were unnecessary for several reasons -- and some
of the following considerations have been touched upon earlier but are being
reintroduced here for purposes of clarity, context, and emphasis.
First, Madison insisted
that the powers of government that were outlined in the Philadelphia
Constitution were explicit and, therefore, strictly limited. Consequently, he
believed that the likelihood of such powers encroaching on the ‘natural’ rights
of people was very unlikely.
Secondly, because the
Philadelphia Constitution guaranteed each state a republican form of
government, Madison believed that those in government would never transgress
beyond the limits of the explicit powers that had been granted through the
Constitution. For Madison, the philosophy of republicanism served as an ethical
restraint on the way the government interacted with the people and, as a
result, would be the means through which the natural rights of the people were
protected.
Madison was quite wrong
in a number of ways with respect to his understanding of how the theory of
governance would be translated into actual practice. For example, almost from the
very beginning, the federal government began to push the envelope in relation
to the meaning of “explicit” or enumerated powers via the notion of the
implicit dimensions that were said to be inherent in the allegedly limited
nature of such enumerated powers … and the “necessary and proper” clause
frequently played a crucial role in this respect. In addition, almost from the
very beginning, the administrators of the federal government failed to live in
accordance with the requirements of the guarantee of republican governance.
In any event, ‘rights’,
‘justice’, ‘governance’, ‘obligation’, ‘duty’, ‘social contract’, and ‘reason’
form a cluster of related ideas. One can wire that cluster together through
conventional – and, therefore, arbitrary … although meaningful – means, or one
can try to come to understand how (of if) such phenomena are wired together by
reality.
-----
In general, the notion of
‘sovereignty’ alludes to the capacity of an individual, State/Nation, and/or
ruler to determine one’s own fate within the limits permitted by the natural
and/or conventional framework that serves as the source of such sovereignty.
The nature of sovereignty tends to be a child of the source which engenders it.
For instance, if one
considers sovereignty to be an act of will, then sovereignty becomes a matter
of one’s ability to translate personal interests, purposes, and inclinations
into some sort of a realized status. If, on the other hand, one considers
sovereignty to be a function of intellect, then sovereignty becomes a matter of
one’s ability to think one’s own thoughts without interference from others …
although such a notion of sovereignty does not necessarily entail a right to
act on such thoughts.
Alternatively, if one
considers sovereignty to be about one’s essential potential, then sovereignty
becomes a matter of having control over how – and to what extent – such a
potential unfolds over time. Finally, if one considers sovereignty to be a
matter of weaving together components of will, intellect, and essential
potential, then one will be concerned with being able to weave the complete
tapestry of one’s life via choice.
Questions arise, however,
when one begins to reflect on the possible limits of sovereignty in those
instances when one’s mode of determining one’s own fate interferes with the
ability of other individuals, States/Nations, and rulers to give expression to
their respective inclinations for determining their fates. Moreover, questions
begin to arise when one reflects on whether, or not, some given expression of
sovereignty (individual, State/Nation, or ruler) should be given priority over
the sovereignty of others and under what conditions, if any, and to what
extent.
Once again, some sort of
non-arbitrary form of justification must be given in relation to one’s claims.
This is so not only in the matter of demonstrating why one sense of sovereignty
might be preferable to another, but, as well, one must show how the attempt of
one individual, State/Nation, and/or ruler to give expression to sovereignty
fits in with the attempt of others to give expression to their own sense of
sovereignty.
Is sovereignty a right –
natural or civil? Is sovereignty a matter of a social contract? Is the issue of
sovereignty related to our essential nature, if any, and, if so, what is the
nature of that relationship? Does the search for sovereignty necessarily entail
conflict with others, and, if so, how does one go about trying to manage that
conflict? Does the search for sovereignty require cooperative efforts, and if
so, what sort of efforts are indicated? Do human beings actually have
sovereignty in any of the foregoing senses?
As previously indicated,
there are two broad approaches to the foregoing sorts of questions. One
approach is rooted in natural law, while the other approach is rooted in
conventional or man-made systems.
Irrespective of one’s
approach, there is a need to be able to demonstrably justify what one is doing.
This is certainly the case when one is dealing just with oneself, but this
becomes especially necessary when what one decides in this regard has
ramifications for the lives of other people.
There are a further set
of questions that arise when those who take different approaches to the issues
of sovereignty rub up against one another. For example, should conventional
accounts be given preference over those accounts that are rooted in natural law? ... or, vice versa and -- if so -- why?
Is it possible for natural law and conventional accounts to co-exist with one
another, and, if so, how and why should this be done?
Some people might wish to
argue that the idea of natural law is static because it gives expression to
unchanging, eternal, universal principles. If this is true, then according to
such individuals, the idea of natural law provides no room for evolution or
development to occur with respect to matters of: ‘justice’, ‘rights’,
‘governance’, ‘sovereignty’ and so on as historical circumstances change.
Such an argument is
flawed. Just as one might argue that even though the principles through which
the material/physical world operates remain the same throughout history,
nevertheless, over time, scientists dynamically enrich their understanding of
those principles, so too, one might argue that even though the natural laws of
the universe concerning political and ethical issues might remain the same (or,
so, it is being assumed for the moment), the manner in which those issues are
understood could still be enriched with the passage of time.
Moreover, the same sorts
of problems that confront scientists with respect to the material/physical
world also confront human beings with respect to the political/ethical world.
That is, in both instances individuals must search for those sorts of
understanding which can be demonstrably justified in non-arbitrary ways … in
ways that are independent of one’s assumptions concerning the nature of
reality.
Epistemologically
speaking, to claim: Reality is, ultimately, a function of material/physical
principles, provides no inherent advantage relative to those who claim: Reality
is, ultimately, a function of divine principles … and vice versa. This is
because, epistemologically speaking, we really don’t know what it means to say
that reality is a function of material/physical principles since – despite
considerable advances in, among other things, quantum physics, astrophysics,
and biochemistry -- we don’t understand how such principles made the universe
possible, or how they naturally led to a set of some 19 physical constants
(e.g., the speed of light, the gravitational constant, and the charge of an
electron … to name but a few)
having the precise character they do, or how such material/physical principles
led to the emergence of life, consciousness, intellect, language, or creative
talent. Correlatively, we really don’t know what it means to say that reality
is a function of divine principles because we don’t necessarily understand how
or why the universe came into being in the way it did or what any of this means
with respect to human beings.
We all have theories that
we consider useful and meaningful concerning the relationship of science and/or
religion to the nature of reality. However, what we find to be useful and
meaningful in that regard doesn’t necessarily make such things true or right.
Science rushes to
discover the nature of the universe, and religion rushes to discover the nature
of the universe, and philosophy rushes to discover the nature of the universe,
and mathematics rushes to discover the nature of the universe. Yet, meanwhile
we are immersed in ignorance with respect to so many things, even as we are
awash in emotions of certitude concerning our alleged understanding of life and
the universe … emotions which stand in need of having to be demonstrably
justified in some rigorously non-arbitrary, non-circular, non-tautological, and
non-presumptive manner.
Whether one is seeking
the laws of the natural world or one is seeking the laws of a world of
conventions, one’s search is enveloped in ignorance. In fact, one might argue
that the very first reality which both approaches encounter involves the
struggle to realize the presence, nature, and scope of our ignorance.
Understanding is shaped
as much by what we don’t know as by what we do know. Moreover, both
individually and collectively, what we don’t know far outweighs what we do
know.
The first challenge to
both natural and conventional approaches to seeking the nature and character of
the political and ethical laws that are to govern is, in part, a function of
our ignorance concerning those matters. We are theory-rich and knowledge-poor
with respect to all of the foregoing issues … and wisdom concerning what little
we do know is even rarer.
Consequently, the very
first theme of commonality that links the perspectives of the proponents of
both natural and conventional approaches to understanding the manner in which
political and ethical themes might be given expression through the idea of law
is the need to overcome the ignorance that currently ‘informs’ their respective
understandings concerning the nature of experience. To the extent that
ignorance colors and shapes the nature of one’s understanding, then to that
same extent does one stand in need of an opportunity to shrink the ignorance
with which one is confronted.
Every human being is in
need of the opportunity to push back the horizons of ignorance. Without the
opportunity to dissolve the filters of ignorance which color our perception of
experience, one cannot take any viable steps with respect to generating
demonstrable forms of justification that indicate why, and how, pursuing
existence through one means rather than another, or for one purpose rather than
another, are potentially more heuristically valuable, relative to other
possibilities, in one’s search for truth.
In the foregoing sense,
one might speak of a palimpsest theory of natural law. The surface ‘artwork of
the phenomenology of experience concerns the pattern of our existential
ignorance concerning the nature of reality, whereas the actual ‘artwork’ of
Being is what would be understood if all ignorance – which currently obstructs
our view of reality -- were removed.
Whether, or not, one will
ever be capable of removing such ignorance, in part or in its entirety, is not
the point of the foregoing palimpsest approach to such issues. Rather, the
thrust of this manner of engaging our existential dilemma is that we all are in
need of a fair opportunity to be able to explore those possibilities.
Given the foregoing, the
challenge then becomes one of determining how to proceed in the face of the
aforementioned facets of ignorance and need in relation to our existential
condition. However, one cannot suppose that just any mode of proceeding will be
acceptable or satisfactory.
More specifically, one
would like to avoid – as much as possible – anything that smacks of being
arbitrary. In other words, there should be some degree of demonstrable
justification – that is, independently generated and defensible critical
assessments -- associated with our choices … especially, if such choices have
ramifications for other people’s opportunity to explore the possible palimpsest
character of natural law.
Therefore, one important
limit concerning any given person’s opportunity to push back the horizons of
ignorance concerns the manner in which an individual’s choices adversely
impinge on, or undermine, the opportunity of other people to seek to push back
the horizons of ignorance in their own way. This is a reciprocal limit in the
sense that the activities of any given individual concerning the issue of ignorance
must harmonize with the activities of other individuals in relation to a
similar sort of project … harmonize in the sense of not actively interfering
with other such projects even though the details of these reciprocal pursuits
might be quite dissimilar in character.
In short, no one has a
demonstrably justifiable right to impede, obstruct, undermine, terminate, or
constrain another person’s attempt to push back the horizons of ignorance. This
state of affairs remains in effect as long as the activities of the latter
individual do not impede, obstruct, undermine, terminate, or constrain the
reciprocal opportunities of other individuals concerning this same issue of
ignorance.
Irrespective of whether
one believes that political and ethical considerations are inherent in the
natural order of the universe or one believes that all such considerations are
generated by arbitrary conventions, the challenge of ignorance is the same. As
such, one could argue that despite their differences, the two aforementioned approaches
for determining the political and ethical character of issues concerning
matters of governance tend to arrive at the same sort of conclusion
independently of one another.
Independent confirmation
is an important consideration in assessing whether, or not, a given perspective
is justifiable in some non-arbitrary way. When two individuals have different
interests, inclinations and purposes and, yet, they arrive at the same
conclusion, this tends to point to something of potential significance, and this
would seem to be the case in the matter of the first principle of the possible
palimpsest character of natural law.
A person begins with an
acknowledgement of her or his relative ignorance concerning the nature of
reality. Such an individual recognizes that he or she needs to have an
opportunity to be able to search for a way to push back the horizons of
ignorance in order to have a chance to be able to proceed in life in a
non-arbitrary fashion. Finally, this person understands that the most harmonious
-- and, therefore presumably, the least problematic way -- in which to proceed
is to ensure that a condition of reciprocity is extended to other individuals
with respect to their engagement concerning the same challenge of ignorance –
that is, others are in need of the same opportunity to push back the horizons
of ignorance as one has recognized with respect to oneself.
One might refer to the
foregoing set of conditions as giving expression to the natural law of
ignorance. This would be the first step in trying to determine, if possible,
the underlying nature of the ‘artwork’ in the possible palimpsest character of
natural law.
The natural law of
ignorance is not a reflection of the ultimate nature of the universe. Rather,
it is a reflection of a facet of the structural character of the sort of
methodology one requires in order to be able to engage such issues within a
context that is populated by other individuals who have similar needs.
The natural law of
ignorance gives expression to a project in moral epistemology. It is the first
step in a journey to struggle toward trying to grasp the character of the
political and ethical principles
that are necessary to permit everyone to have a fair opportunity to push
back the horizons of ignorance that permeate our lives.
The natural law of
ignorance is ‘natural’ because it does not reflect a man-made convention.
Instead, this law reflects the actual character of our existential condition
which can be grasped through the exercise of reason … something that most of us
intuit as being a naturally rooted capacity through which to engage and assess
the nature of experience even as we simultaneously understand that reason can
be ‘captured’ by man-made conventions and, thereby, serve the interests
inherent in the latter.
Sovereignty is rooted in
the natural law of ignorance. We are sovereign to the extent that we have a
fair opportunity to explore the possible palimpsest character of reality, and
any departure from such a standard of fairness constitutes an arbitrary –
therefore non-justifiable -- exercise of power by other individuals or the
collective.
The natural default state
of existence is ignorance. In order to be able to legitimately depart from such
a default state – especially in the context of circumstances in which such a
departure would disrupt or problematically affect the opportunity of others to
explore the possible palimpsest character of reality in a reciprocal fashion --
one must be able to demonstrate in a non-arbitrary manner that departing in such
a manner is justified.
The standard for
epistemologically justifying such a departure is set fairly high in the case of
individuals. After all, demonstrating the likely truth or rightness of
something in a non-arbitrary fashion is fairly difficult even when restricted
to one individual acting on his or her own.
When it comes to groups,
communities, or societies, the standard for epistemologically justifying such a
departure is set even higher. This is due to the manner in which any political
and ethical departure from the default condition of inter-subjective ignorance
is likely to create problems with respect to everyone continuing to have an
equally fair opportunity to explore the possible palimpsest character of their
existential condition.
The foregoing difference
is comparable to the manner in which civil and criminal cases are settled in
the court system. In civil cases, verdicts are built around the idea of a
preponderance of evidence, and when individuals act in a manner that does not
interfere with the opportunity of others to explore the possible palimpsest
character of reality, then being able to satisfy the standard of a
preponderance of the evidence seems, at least on the surface, to be a
defensible way of doing things.
In criminal cases, however,
the standard for verdicts involves the idea of ‘beyond a reasonable doubt’. If
someone is going to act in a way that affects the opportunity of others to be
able to fairly explore the possible palimpsest character of reality without
interference or difficulty, then one really needs to justify such an action in
a way that is beyond all reasonable doubt.
Of course, the foregoing
outline leaves one in the dark about what constitutes either: a ‘preponderance
of evidence’ or being ‘beyond a reasonable doubt’. Nevertheless, what the above
distinction does indicate is that there are two very different standards of
justification concerning, on the one hand, those individual acts that are done
in a way that does not adversely affect others continuing to have a fair
opportunity to explore the possible palimpsest character of reality, and, on
the other hand, those acts that carry serious ramifications for the ability of
others to continue having a fair opportunity with respect to pushing back the
horizons of ignorance.
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